TRI Toolkit Q&A
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703
If a wastewater treatment system contains an oil skimmer or other phase separation treatment, is this reported as a sequential waste treatment step for each of the separated phases, or just for one phase?
The separation step is a sequential waste treatment step for one liquid phase (the one with the larger volume, typically the water phase). The other phase must be considered a new waste stream and must be listed separately on the form if treated subsequent to its separation.
704
Section 7A of the Form R requires facilities to report on-site waste treatment methods and their efficiency. Does a facility have to report a treatment method used on a waste stream containing a TRI chemical if the treatment does not destroy, chemically convert, or physically remove the chemical within the waste stream?
Most of the information reported on the Form R is specific to the TRI chemical, rather than the waste stream containing that chemical. However, facilities must report waste treatment methods applied on-site to waste streams that contain the TRI chemical, even if the waste treatment method does not remove the specific TRI chemical being reported. In the event that a facility is reporting a waste treatment that does not destroy, chemically convert, or physically remove the TRI chemical, the efficiency is zero and the facility must report efficiency code E6 (equal to or greater than 0%, but less than or equal to 50%) for that treatment method (see: TRI Reporting Forms and Instructions, Section D.7).
705
We send our sludge to a biological treatment device on-site. The microbes in the system exist in buffered solution. As a result, the toxic chemical (a mineral acid) in the sludge is neutralized (pH 7.3). How do I account for biological and neutralization treatment in one process in Part II, Section 7A of the Form R? After that, the waste goes to settling ponds where solids settle out. Is this also a sequential treatment step?
First, list the biological treatment, even though it does nothing to the toxic chemical, and then enter the neutralization treatment, which has a 100 percent efficiency since pH 7.3 is considered complete neutralization for an acid. As for the settling ponds, the toxic chemical ceased to exist upon complete neutralization, so this step does not need to be included in Part II, Section 7A of the Form R for the mineral acid. However, any coincidental manufacture of toxic chemicals during this process should be considered towards the manufacturing threshold determination.
706
A covered facility has a liquid waste stream containing a toxic chemical which is incinerated. The incineration destroys 99.9 percent of the chemical. However, 0.1 percent is released to air. Does the facility need to report this waste stream in the waste treatment Section of the Form R?
If the threshold is met, the facility must report this liquid waste stream as treated for destruction in Part II, Section 7 of the Form R. The listed toxic chemical remaining after incineration in the gaseous waste stream must be reported as stack or point source air emissions in Part II, Section 5.2 of the Form R. The amount of the listed toxic chemical destroyed is also reported in Part II, Section 8.6 of the Form R, and the stack or point source air emissions are also reported in Part II, Section 8.1 of the Form R.
707
A federal facility has determined that it meets the reporting threshold for an EPCRA section 313 chemical. The chemical, which ends up in the facility’s liquid waste stream, is incinerated. The incineration is 99.9 percent efficient in destroying the EPCRA section 313 chemical. The remaining 0.1 percent of the chemical is released to the air as a gaseous waste stream. There is no further treatment of the gaseous waste stream. Would the federal facility need to report this gaseous waste stream in the waste treatment section of the Form R report for the EPCRA section 313 chemical?
No. The federal facility does not need to report the gaseous waste stream in Part II, section 7A of the Form R report because no treatment is applied to the gaseous waste stream. However, the amount of the EPCRA section 313 chemical in the gaseous waste stream would be reported as a release to air and in Part II, section 5.2, Stack or Point Air Emissions.
708
We have two waste streams, one containing “an unlisted caustic material” and the other phosphoric acid, that are combined for neutralization. The combined waste stream then stays in the settling pond until the solid settles out. The water is sent to a POTW, the solid to a landfill. How should we report on these toxic chemicals? When does a toxic chemical cease to exist by neutralization?
Neutralization is the treatment method for phosphoric acid. If the pH is 6 or above then the efficiency is 100 percent (i.e., no phosphoric acid is released) and no off-site transfer should be reported. If the waste is acidic, (i.e., pH below 6) report the transfer of phosphoric acid sent off-site and calculate efficiency from the input and the remaining acid.
709
If a covered acid, such as phosphoric acid, is spilled onto a concrete pad and immediately neutralized with a base, how is this reported on the Form R? How would the spill be reported if it were spilled directly on the land and neutralized?
If the acid spilled on the concrete pad is 100 percent neutralized, the facility would only report any non-neutralized air releases of the toxic chemical in Part II, Sections 5 and 8 on the Form R. If the spill were released directly to land before being neutralized, only the amount of the chemical that seeped into the land (i.e., not neutralized) and any air releases occurring as a result of the spill would be reported in Part II, Sections 5 and 8 on the form. Note that if the spill is considered a one-time, non-routine event, the entire amount spilled (that is not neutralized) should be reported in Part II, Section 8.8 of the Form R.
710
How is an auxiliary scrubber that is designed and used only to mitigate emergency releases reported?
The influent concentration and treatment efficiency of the scrubber as it operates during an emergency event should be reported. The emergency scrubber is not considered to be sequential treatment with a scrubber which treats routine emissions from the same process, unless the two units function in series on a single waste system.
711
A waste stream containing glycol ethers is sent through several treatment steps, none of which are specifically intended to remove the glycol ethers. During the settling process, some of the glycol ethers present in the waste stream unintentionally evaporate into the ambient air. Should the facility owner or operator report the glycol ether as being treated and, if so, what waste treatment efficiency estimate is reported?
Any releases of a toxic chemical, even during treatment, must be estimated and reported in Part II, Section 5 of the Form R. Part II, Section 7 of the Form R must be completed if a waste stream containing the glycol ethers is treated, regardless of whether the treatment methods actually remove the glycol ethers. If, for whatever reason, glycol ethers are removed during the treatment of a waste stream, the owner or operator should use the best readily available information to determine how much of the glycol ethers are removed during the treatment process and use this information to estimate a 'treatment efficiency' for the toxic chemical.
712
A covered facility owner or operator has a conservation vent on a bulk storage tank. The conservation vent prevents emissions from the tank during material loading, unloading, and storage. Should this conservation vent be listed in Part II, Section 7A of the Form R as a waste treatment method since it is reducing the toxic chemical emissions from the tank?
No. Part II, Section 7 of the Form R is only for the description of waste treatments that occur on-site. In the above scenario, the conservation vent functions as a preventive device. The conservation vent does not function as a waste treatment step. (Another example of a preventative device is a floating roof storage tank, the function of which would not be considered waste treatment).
713
If a covered facility counts the amount of a listed toxic chemical towards an activity threshold, is it automatically exempted from reporting this amount as undergoing a waste management activity on the Form R?
No. If, for example, a facility combusts a toxic chemical in a waste for energy recovery, the owner or operator would consider the amount combusted for energy recovery towards the otherwise use threshold. If the facility exceeds a threshold for this chemical, the owner or operator would also report the method and amount of energy recovery in Part II, Sections 7 and 8 on the Form R.
714
If a covered facility sends metal scraps containing chromium off-site to be remelted and subsequently reused, does it report the amount of toxic chemical in the metal as recycled off-site?
Assuming no contaminants are removed during the melting process, the chromium in the metal scraps is not actually being recovered but merely melted and reused. Therefore, the amount of the toxic chemical in the metal scraps would not be reportable in Part II, Sections 6.2 or 8 of the Form R. However, because the facility is repackaging and distributing the toxic chemicals in commerce, it should consider these amounts of the toxic chemical towards the facility's processing threshold. If the covered facility exceeds a chemical activity threshold, it is required to file a TRI Report for that chemical.
715
EPCRA section 313 listed polycyclic aromatic compounds (PACs) are used as binders for coke in carbon anodes. The anodes are baked in a ring furnace and the PACs are combusted. The heating value of the PACs allow for a reduction in the use of natural gas. Should the amount of PACs combusted be reported as burned for energy recovery on the Form R?
In this scenario, EPCRA section 313 chemicals are being burned in the process, not in a waste management activity. Toxic chemicals reported as released or otherwise managed as waste on the Form R, including quantities reported for energy recovery, should not include chemicals consumed during processing activities. Therefore, the PACs combusted as part of the process in a ring furnace, should not be included as combusted for energy recovery under EPCRA section 313. These quantities should, however, be considered when making the facility's otherwise use threshold.
716
If I send ten pounds of chromium (or any metal) to a POTW or other wastewater treatment facility, where should I report the ten pounds in Section 8 of the Form R?
Because metals cannot be destroyed, they should not be reported as treated in Part II, Section 8.6 or 8.7 of the Form R. If you do not know what the POTW does with the metal constituents they receive, you should assume they are released and report the ten pounds sent to a POTW in Part II, Section 8.1 on the Form R.
717
Where can facilities obtain source reduction figures from previous years?
Facilities should use the best readily available information they have. For example, they may use inventory data, reuse data, engineering reports on process modification, and product development studies.
718
Would RCRA permitted incineration of a listed toxic chemical count as a source reduction activity under Part II, Section 8.10 of the Form R?
Section 8.10 of the Form R is for reporting actions or techniques that prevent a toxic chemical from becoming a waste to be disposed, treated, combusted for energy recovery, or recycled. Incineration is considered waste treatment (assuming there is no energy recovery) and is reportable under Part II, Sections 6.2.C or 7A, as well as Section 8.6 or 8.7, depending on whether it is performed on- or off-site. It should not, however, be reported as a source reduction activity in Part II, Section 8.10.
719
Is dredging a lagoon (or surface impoundment) containing a toxic chemical once every five years (routine procedure) considered a remedial action under the Pollution Prevention Act? If so, how should releases from the dredging be reported in Section 8.8 of the Form R?
Because the dredging of the lagoon (or surface impoundment) occurs routinely every five years, it is not considered a remedial action under the Pollution Prevention Act, and accordingly, releases from the dredging should not be reported as releases from remedial actions. Instead, releases and other waste management quantities of the toxic chemical resulting from dredging would be reported in Sections 5 or 6 and in Section 8 of the Form R, depending on the ultimate disposition of the chemical.
720
For the purposes of reporting in Part II, Section 8.9 of the Form R, a facility must provide a ratio of the reporting year production to prior year production, or provide an activity index based on a variable other than production that is the primary influence on the quantity of the reported toxic chemical recycled, combusted for energy recovery, treated, or released (including disposed). How should one-time or batch processors determine an activity index or production ratio for reporting in Section 8.9 of the Form R?
A one-time processor in its first year of using a listed toxic chemical should report 'NA' in Section 8.9 of the Form R. If a one-time processor uses a toxic chemical on a yearly basis but in different products, applications, and quantities, then a production ratio based on production or application involving the toxic chemical should be calculated as follows: production involving the toxic chemical in the current year divided by production involving the toxic chemical in the prior year.Batch processors should calculate a ratio based on campaigns involving the toxic chemical from year to year as follows: campaign production in the current year divided by the campaign production in the prior year.
721
Facilities subject to EPCRA section 313 are required to report all releases and other waste management activities involving toxic chemicals for which the facility has exceeded an activity threshold. Specifically, in Section 8, Column A of the Form R, facilities must report quantities of a toxic chemical released or managed as waste for the prior year. Must a facility report on quantities of a toxic chemical released or managed as waste for the prior year if the facility was not required to file a Form R or Form A for that toxic chemical in the prior year?
The owner or operator of a facility may put "NA" in Column A of Sections 8.1 through 8.7 of the Form R if the toxic chemical was not present at the facility in the prior year. "NA" is also appropriate for Column A if the toxic chemical was present at the facility in any amount during the prior year, but there was no possibility for a release or other waste management activity of that toxic chemical to occur during the prior year. For example, if the facility did not have an on-site recycling operation for the waste stream containing the toxic chemical in the prior year, the facility may put "NA" in Column A of Section 8.4 (on-site recycling). Otherwise, the owner or operator should provide a reasonable estimate for prior year release and other waste management activities of a toxic chemical in Column A of Sections 8.1 through 8.7.
722
Release and other waste management quantities for the year prior to the current reporting year must be entered in Sections 8.1-8.7, Column A of the Form R. If prior year quantities are unavailable due to a change in ownership that occurred, how should Column A be completed? Should NA be entered?
Even if there was a change in facility ownership, release and other waste management quantities for the year prior to the reporting year must be entered in Sections 8.1-8.7, Column A of the Form R. If such information is not available, the TRI-covered facility must use the best readily available data or reasonable estimates of the activities. It is not appropriate to enter NA unless the toxic chemical was not present at the facility during the prior year or if the toxic chemical was present at the facility in any amount during the prior year, but there was no possibility for a particular release or other waste management activity of that toxic chemical to occur.
723
Can a covered facility within the seven newly added industry sectors report 'NA' in Part II, Section 8.9 (Production Ratio or Activity Index) of the Form R, for reporting year 1998?
For reporting year 1998 only, facilities in the seven newly added industries may use 'NA' in Part II, Section 8.9 (Production Ratio or Activity Index) of the Form R. In future years, these newly added facilities may only use 'NA' in this section if the reported toxic chemical was not manufactured, processed or otherwise used in the year prior to the reporting year. All other facilities covered by EPCRA section 313 may only use 'NA' for the 1998 reporting year, and all future years, if the reported toxic chemical was not manufactured, processed or otherwise used in the year prior to the reporting year.
724
A reportable chemical is used to clean machinery once a month, every month. Activity involving this chemical would not appear to change from year to year if this is the only activity for which the chemical is used. Is it possible to have an activity ratio of 1?
Yes. It is possible that the activity ratio for a chemical equal 1 if the frequency of the activity for which it is used does not change. The activity index is the measure of an operation at a facility, a production index is the measure of the plant’s actual productivity in relation to chemical usage.
725
The Reporting Forms and Instructions state that you may only enter NA (Not Applicable) in Section 8.9 (Production Ratio or Activity Index) if the reported EPCRA section 313 chemical was not manufactured, processed, or otherwise used in the year prior to the reporting year. Can you enter NA if your facility did manufacture, process, or otherwise use the chemical in the prior year but did not exceed an applicable reporting threshold?
No, you may not enter NA in Section 8.9 if the chemical was manufactured, processed, or otherwise used in the year prior to the reporting year, regardless of whether an applicable reporting threshold was exceeded. Entering a value in Section 8.9 allows year-to-year changes in your facility’s release and other waste management quantities to be viewed within the context of production.
726
Are covered facilities in a newly added industry sector required to provide an estimate in column A, Section 8 (Prior Year Estimate) of the Form R for the first year in which their industry is covered?
No. For only that first reporting year that the industry sector was added to TRI's covered sectors list, covered facilities in a newly added industry sector are not required to provide an estimate for the prior year in column A, Section 8 of the Form R. However, if the facility has information to develop an estimate, then reporting the estimate may provide valuable information that may clarify the facility's yearly estimates.
727
In Section 8, Columns C and D of the Form R, facilities must report quantities of a toxic chemical released or managed as waste for the following year and second following year. When would it be appropriate for a facility to put “NA” in these columns?
The owner or operator of a facility should enter “NA” in Columns C and D of Sections 8.1 through 8.7 of the Form R if there will be no on-site or off-site treatment, combustion for energy recovery, or recycling on the waste stream containing the TRI chemical or the chemical will not be present at the facility in either of the following years. It would also be appropriate to enter “NA” if the facility shut down during the reporting year and will not be operating in the following year or second following year.
728
Release and other waste management quantities for the year prior to the reporting year must be entered in Sections 8.1-8.7, Column A of the Form R. Am I required to complete these sections for an EPCRA section 313 chemical whose manufacture, process, or other use did not exceed an applicable threshold at my facility in the prior reporting year?
Yes. You are required to complete Sections 8.1-8.7, Column A for each chemical for which you are required to submit a Form R report. In completing these Sections, you may use your best readily available data (or reasonable estimates if such data are not readily available). Facilities in a covered industry sector that manufacture, process, or otherwise use an EPCRA section 313 chemical are expected to retain any documentation that may be necessary for the purpose of developing estimates for these Sections.
729
Why does “NA” often appear in the table for Sections 8.1-8.7, Production Related Waste Managed, on the Form R? How can this be edited?
The information populated in the Section 8 table on TRI-MEweb is directly sourced from the preceding corresponding sections in the Form R. For example, Sections 8.6 and 8.7 report the quantity treated on-site and off-site, respectively. Section 8.6 is sourced from Section 7A for quantities treated on-site. Section 8.7 is sourced from Sections 6.1 and 6.2 for off-site transfers associated with P codes P37, P38, or P39 as well as any other off-site treatment.Therefore, if “Not Applicable” (NA) is indicated for the source fields, the “NA” entry will cascade to corresponding subsections in the Section 8 table and be automatically filled with “NA”. The only way to remove the “NA” and enter information is to return to the source sections and enter the quantities in the appropriate field using the appropriate information. For additional information, please see D. Part II, Section 8 of the TRI Reporting Forms & Instructions available at the following URL:https://guideme.epa.gov/ords/guideme_ext/f?p=guideme:rfi-home.
730
If a covered facility modifies a process for economic reasons resulting in a waste reduction, should this be reported as source reduction?
Yes. Any changes that result in less of the listed toxic chemical being generated in waste may be included. Codes are provided to identify changes such as equipment and technology modifications, as well as process changes, procedure modifications, and improved housekeeping.
731
A facility must complete and submit a TRI report if it has 10 or more full time employee equivalents; is included in a covered North American Industry Classification System (NAICS) code; and exceeds the manufacturing, processing, or otherwise use threshold under EPCRA section 313. If a facility reduces the amount of a TRI toxic chemical that it manufactures, processes, or otherwise uses below the relevant chemical activity threshold through source reduction, is there a way for the facility to highlight this reduction?
The facility may voluntarily choose to report the source reduction without filing a Form R by using TRI-MEweb’s “Not Reporting?” feature. If the facility fell below the reporting threshold for one or more chemicals due to source reduction, the facility can provide comments about its source reduction activities when completing this section. The public will be able to access this information using the TRI Pollution Prevention Tool.Additional information about pollution prevention and TRI is available at: https://www.epa.gov/toxics-release-inventory-tri-program/pollution-prevention-p2-and-tri.
732
If a facility implemented a source reduction activity to help reduce its toxic chemical releases, how does the facility classify the nature of this source reduction activity and elaborate on its potential effect on releases in the Form R?
In order to classify the kind of source reduction activities in which a facility is engaging, the facility must refer to and identify a code from the “Source Reduction Activity Codes” within Section 8.10. EPA encourages reporters who report NA in Section 8.10 to explain any barriers they encountered while trying to implement source reduction activities on-site in 8.11. Additional information and guidance on source reduction activities is available in the TRI Reporting Forms and Instructions. If a facility wants to submit additional information on its source reduction activities, it may do so in Section 8.11 of the Form R. This section provides an opportunity to publicly comment on the selected source reduction activity codes or highlight any steps the facility took to reduce the amount of toxic chemicals entering the environment. If submitting information in this section, EPA encourages the facility to provide specific, detailed information to encourage other facilities to adopt similar practices and to help TRI data users and the public understand these source reduction activities. For example, facilities could describe how specific release or waste management quantities have changed or might change in the future, which processes and products were affected, and which technologies and materials were used. Facilities can also enter useful URLs such as pollution prevention resources or corporate sustainability pages. For assistance in reporting Pollution Prevention and Production Ratio Data in Sections 8.9-8.11 and 9.1, please visit: https://www.epa.gov/system/files/documents/2025-01/tri-meweb-ry-2024-mini-tutorial-list-01-22-2025.pdf For additional information on identifying effective environmental practices and highlighting pollution prevention successes, please visit https://www.epa.gov/toxics-release-inventory-tri-program/pollution-prevention-p2-and-tri.
733
Is there a way to view the source reduction data reported in Section 8.10 of the Form R for facilities in my area?
Yes. To promote pollution prevention (P2), EPA has increased the prominence and accessibility of the P2 information reported in Sections 8.10 and 8.11 of the Form R. All P2 entries are featured in the TRI P2 Search tool (https://www3.epa.gov/enviro/facts/tri/p2.html). This tool allows you to search by industry sectors, chemicals, chemical groups, reporting years, states, zip codes, cities, or a combination thereof and display the results as Pollution Prevention (P2) activities or as a facility comparison. The search results show source reductions and other environmental practices reported. P2 reports can also be generated for specific facilities. To learn more, visit: https://www.epa.gov/toxics-release-inventory-tri-program/pollution-prevention-p2-and-tri.
734
Are releases due to a pipe rupture that was caused by premature failure of the pipe (no direct cause known) considered a catastrophic release and reportable in Part II, Section 8.8?
Releases reported in Part II, Section 8.8 of the Form R should be the result of a remedial action, a catastrophic event or a one-time release not associated with normal or routine production processes. In general, pipes have an expected life span. If a pipe ruptures during its expected life span for no known reason, the release should be considered a one-time release not associated with normal or routine production processes and should be reported in Section 8.8. However, if the pipe bursts because it was in use after its expected life span it should not be considered a one-time release because it should have been replaced.
735
A federal facility exceeds the reporting threshold for an EPCRA section 313 chemical. How are accidental releases from filling tanks with this chemical reportable in Section 8 of the Form R report?
If the accidental release of the EPCRA section 313 chemical at a federal facility is a one-time event, then it should be reported in section 8.8 of the Form R report. If the release is routine or frequent, it should be reported in section 8.1 of the Form R. For example, spills that occur as a routine part of production operations and could be reduced or eliminated by improved handling, loading, or unloading procedures are included in the quantities reported in section 8.1 through 8.7 of the Form R report, as appropriate. A total loss of containment resulting from a tank rupture caused by a tornado would be included in the quantity reported in section 8.8.
736
How has EPA engaged tribal governments in the TRI program?
On April 19, 2012, EPA published a final rule that improves and clarifies certain opportunities allowing tribal governments to participate more fully in the TRI Program (77 FR 23409). First, beginning with Reporting Year 2012 (RY12), facilities located in Indian Country will be required to submit annual TRI reports to EPA and the appropriate tribal representative, rather than to the state in which the facility is geographically located. This rule also clarifies the opportunities available to tribal governments to modify the list of covered chemicals and TRI reporting facilities. In particular, EPA included a provision that provides the following opportunity for the Tribal Chairperson or equivalent elected official to request that EPA apply the TRI reporting requirements to a specific facility located within their respective tribal land. The Tribal Chairperson may also petition EPA to add or delete a particular chemical to or from the list of chemicals covered by TRI. Additional information about TRI reporting in Indian County, including a copy of the final rule, is available at the following URL: https://www.epa.gov/toxics-release-inventory-tri-program/tri-reporting-facilities-located-indian-country.
737
How can reporting facilities determine whether they are located within Indian Country for TRI reporting?
A list of TRI facilities that may be located in Indian Country is available at: https://edap.epa.gov/public/extensions/TRI_Tribal_Communities_Dashboard/TRI_Tribal_Communities_Dashboard.html. In addition, facilities can contact their designated TRI Tribal Contact to verify whether their location is under the jurisdiction of an Indian Tribe. Contact information for TRI Tribal Contacts is available at:https://www.epa.gov/toxics-release-inventory-tri-program/tri-tribal-contacts.
738
How did the 2009 Omnibus Appropriations Act change the TRI Form A reporting requirements?
The 2009 Omnibus Appropriations Act returned TRI reporting requirements back to the rules in effect prior to December 22, 2006. These changes affect TRI reports due July 1, 2009 and beyond. The change requires that all reports on persistent, bioaccumulative, and toxic (PBT) chemicals (as listed in 40 CFR 372.28) be submitted on "Form R," the more detailed form. For all other chemicals the shorter form, "Form A," may be used only if the "annual reporting amount" (i.e., the sum of production-related releases and other waste management) does not exceed 500 pounds and the amount manufactured, processed, or otherwise used does not exceed 1 million pounds during the reporting year.
739
What is the Form A and who may submit this form?
The Form A provides certain covered facilities the option of submitting a substantially shorter form with a reduced reporting burden. Facilities which meet the NAICS code, employee, and chemical activity thresholds but who do not exceed one million pounds manufactured, processed, or otherwise used and the facility’s total annual reportable amount does not exceed 500 pounds for the chemical that is not a chemical of special concern, may submit an annual certification statement (Form A) instead of a Form R for the toxic chemical.
740
What is the Form A and when may it be used?
The Form A provides certain covered facilities the option of submitting a substantially shorter reporting form. For non-PBT chemicals, reporters are eligible to use Form A if they have an annual reportable amount (i.e., the sum of production-related releases and other waste management) of the chemical that does not exceed 500 lb/yr and the amount manufactured, processed, or otherwise used does not exceed 1,000,000 lb as of Reporting Year 2008, Form A may no longer be used to report PBT chemicals.
741
If I meet the criteria for filing a Form A for one chemical that is not a chemical of special concern, may I use it for all of the chemicals that are not chemicals of special concern covered at my facility?
No. Eligibility for use of Form A is toxic chemical specific. However, more than one toxic chemical can be reported on a single Form A. To be eligible for reporting a toxic chemical using Form A, a facility must not manufacture, process, or otherwise use more than one million pounds of the specific chemical that is not ac chemical of special concern and the total annual reportable amount for the chemical that is not a chemical of special concern must be less than 500 pounds. In some instances, a facility may submit the Form A for some chemicals and the Form R for other chemicals. Although all toxic chemicals that are not chemicals of special concern that meet the eligibility criteria for use of Form A may now be reported together on a single Form A, each eligible toxic chemical must be individually listed on the Form.
742
EPA published a final rule in the Federal Register on November 30, 1994 (59 FR 61488), which created an alternate threshold of one million pounds for certain facilities. How can a facility that exceeds one of the original thresholds qualify for the alternate threshold?
Facilities which have a total annual reportable amount of no greater than 500 pounds for a listed chemical that is not a chemical of special concern may qualify for the one-million-pound alternate threshold for that chemical, beginning with the 1995 reporting year. For purposes of the alternate threshold, the total annual reportable amount includes chemicals that are not chemicals of special concern listed at 40 CFR Section 372.65 which are released (including disposed), treated, recycled, and burned for energy recovery at the facility and amounts transferred from the facility to off-site locations for the purposes of recycling, energy recovery, treatment, and/or disposal. These amounts correspond to column B, Sections 8.1 through 8.7 of the reporting Form R. If a facility’s combined total annual reportable amount does not exceed 500 pounds for a specific chemical that is not a chemical of special concern, the facility can qualify for reduced reporting requirements unless the amount of that chemical that is not a chemical of special concern manufactured, processed, or otherwise used within the reporting year exceeds one million pounds.Covered facilities that qualify for the alternate threshold are not exempt from reporting, but must fulfill certain requirements. In lieu of submitting a Form R, the owner/operator of a facility must submit an annual certification statement (Form A) indicating that the facility met the requirements for use of the alternate threshold for a specific chemical. The facility must also maintain, and make available upon request, records substantiating the claim. The Form A includes basic information regarding the facility’s identification, the chemical in question, and a statement of accuracy to be signed by a senior management official of the facility.
743
To what governmental entities should federal facilities with operations that straddle state or local jurisdictional lines report under EPCRA?
The facility should report to all appropriate states or local jurisdictions in which the federal facility is fully or partially located.
745
What is the total annual reportable amount and is it the same as an RQ (Reportable Quantity)?
No, they are not the same. The total annual reportable amount applies to EPCRA section 313 listed toxic chemicals and is facility specific. A facility's total annual reportable amount is equal to the combined total quantities released at the facility (including disposed), treated for destruction at the facility (as represented by amounts destroyed or converted by treatment processes), recovered at the facility as a result of recycle operations, combusted for the purpose of energy recovery at the facility, and amounts transferred from the facility to off-site locations for the purpose of recycle, energy recovery, treatment, and/or release (including disposal). The total annual reportable amount is not the same as a reportable quantity (RQ). An RQ is chemical specific and applies to Extremely Hazardous Substances (EHS) or CERCLA Hazardous Substances. In the case of an accidental release, a facility owner/operator would refer to a chemical's RQ to determine if the facility has released enough such that reporting to a Local Emergency Planning Committee, SERC, and the National Reporting Center is required under EPCRA Section 304 and CERCLA Section 103.
746
In lieu of submitting a TRI Form R, facilities are given the option of submitting a Form A provided that it is a chemical that is not a chemical of special concern, they do not exceed 500 pounds for the total annual reportable amount, and that the amounts manufactured, processed, or otherwise used of the chemical do not exceed one million pounds. When determining if a facility meets the one-million-pound alternate threshold and the 500-pound annual reporting amount, is the facility permitted to consider exemptions, such as the article or de minimis exemption, and exclude those quantities from their calculations?
A facility is permitted to take exemptions, if applicable, when determining whether the facility has met the one-million-pound alternate threshold. Additionally, a facility does not have to count exempted activities towards the annual reportable amount. The alternate threshold and annual reportable amount determinations for an individual chemical must be based upon a whole facility determination and account for all establishments within a facility; therefore, an individual activity may be exempt but the facility may exceed the alternate threshold or annual reportable amount at the facility level.
747
What is CDX?
EPA's Central Data Exchange (CDX) is the Agency's point of entry on the Internet-based Environmental Information Exchange Network (Exchange Network) for environmental data exchanges. CDX provides the capability for states, tribes, and facilities to gain access to their data through the use of Web services. CDX enables EPA to work with stakeholders -- including state, tribal, and local governments and regulated industries -- to facilitate the electronic submission of data to the Agency via the Internet. EPCRA section 313 covered facilities access TRI-MEweb through CDX to submit annual toxic chemical release reports to EPA and their state or tribe. You can access the electronic reporting site at: https://cdx.epa.gov/.
748
What is TRI-MEweb?
The Electronic Reporting Rule requires facilities to submit, revise, and withdraw non-trade secret TRI forms electronically via TRI-MEweb, a web-based reporting application for electronic filing of TRI Form R and Form A Certification Statement reports. The TRI-MEweb application is hosted in EPA's Central Data Exchange (CDX) system. Users must access, create, and load facility accounts in TRI-MEweb to begin reporting. TRI reporting requires two user roles to be created in CDX: a preparer role and a certifying official role. Preparers and certifying officials must register for the application at: https://cdx.epa.gov/. To learn more about TRI-MEweb, please visit https://www.epa.gov/toxics-release-inventory-tri-program.
749
Can commercially developed electronic versions of the Forms be submitted for compliance with Section 313?
The Agency encourages submission of Forms using the EPA software provided with the Form R package. The Agency has also approved the facsimile outputs of certain privately developed software packages. A list of the providers of software packages is made available by EPA. Contact the EPCRA Information Hotline for more information ((800) 424-9346 or (703) 412-9810).
750
Where can I learn more about TRI-MEweb?
The TRI Program has developed a series of TRI-MEweb resources, including online tutorials to assist facilities with using the TRI application, as well as two helpdesks. The TRI-MEweb online tutorials can be found on TRI’s website at https://www.epa.gov/system/files/documents/2025-01/tri-meweb-ry-2024-mini-tutorial-list-01-22-2025.pdf. TRI-MEweb also has links to tutorials, as well as a user guide and link to the CDX Helpdesk Chat. TRI has hotlines to provide CDX/TRI-MEweb technical support and reporting guidance to reporting facilities: TRI Information Center Hotline [(800) 424-9346 - select option 3] and CDX Help Desk (888) 890-1995.
751
If I submit my TRI report through TRI-MEweb, will it automatically be submitted to my state or tribe?
Facilities that use TRI-MEweb and are in a state or tribal territory participating in the TRI Data Exchange (TDX) will have their forms sent simultaneously to EPA and to their respective state or tribal TRI office. TRI-MEweb will inform the preparer during the submission process whether the facility is in a state or tribal territory participating in the TRI Data Exchange. A list of participating states is also available here: https://www.epa.gov/toxics-release-inventory-tri-program/tri-data-exchange.However, if a facility is in a state or within tribal lands that is not participating in the TRI Data Exchange, any forms submitted via TRI-MEweb will not automatically be sent to the state/tribe. After these facilities submit their reports to EPA via TRI-MEweb, they should use the application to prepare a submission for the state/tribe on paper, diskette, CD, or DVD. To verify the preferred method of submission for each state and tribe, go to the TRI State Programs website at: https://www.epa.gov/toxics-release-inventory-tri-program/tri-tribal-contacts.
752
Does my facility need to submit a paper TRI form to my state or tribal authority?
Facilities that use TRI-MEweb and reside in a state or tribal country participating in the TRI Data Exchange (TDX) will have their forms sent simultaneously to EPA and their respective state/tribe via TDX.Please be aware that if your facility does not reside in a state/tribe participating in TDX, any forms submitted via TRI-MEweb will not automatically be sent to the state/tribe. After these facilities submit their reports to EPA via TRI-MEweb, they can use TRI-MEweb to print a submission for the state/tribe on paper, diskette, CD, or DVD. To verify the preferred method of submission for each state or tribe, go to the TRI State Programs website at: https://www.epa.gov/toxics-release-inventory-tri-program/tri-tribal-contacts.
753
Why does EPA require electronic submission of non-trade secret TRI forms?
The Government Paperwork Elimination Act allows Federal agencies to provide for electronic submissions and the use of electronic signatures, when practicable. Similarly, EPA's Cross-Media Electronic Reporting Regulation (CROMERR) states that any requirement to submit a report directly to EPA can be satisfied with an electronic submission that meets certain conditions, once the agency publishes a notice that electronic document submission is available for that requirement.On August 27, 2013, EPA finalized a rule requiring facilities to report non-trade secret TRI forms using software developed by the Agency (78 FR 52860). Currently, EPA provides TRI-MEweb as the online application for submitting TRI reporting forms electronically. Widespread use of TRI-MEweb improves the quality and accuracy of TRI data and allows EPA to get the data to the public faster.Further information about this rule is available: https://www.epa.gov/toxics-release-inventory-tri-program/electronic-reporting-toxics-release-inventory-data.
754
How do I access my facility's reporting history in TRI-MEweb with the facility's access key?
In TRI-MEweb, there are different steps required to access the history, depending on your knowledge of your facility’s reporting history: You know that your facility reported in prior years: Enter the TRIFID and access key to load the facility account. You know that your facility did not report in prior years: Enter the facility’s location information and select your facility among those that match the search criteria. Save this information using the access key or technical contact information. You do not know if your facility reported in previous years: Enter the facility’s location information and select your facility among those that match the search criteria. Save this information using the access key or technical contact information. Additional information is available in a series of TRI-MEweb tutorials available on the TRI website at https://www.epa.gov/system/files/documents/2025-01/tri-meweb-ry-2024-mini-tutorial-list-01-22-2025.pdf
755
I need to load my facility account in TRI-MEweb. Where can I find the access key assigned to my facility ID?
Some facilities may need to obtain their assigned six or seven-digit "access key" that will uniquely identify the facility’s reporting history record and load it into TRI-MEweb. Access keys are generated for each TRI facility identification designator (TRIFID). Access keys do not change from year to year. TRI-MEweb provides chemical release data that has been reported to EPA back to Reporting Year 1991 in each facility account.If another user at your facility has already loaded the facility into their TRI-MEweb account, they may provide you with the facility access key, which is visible from the “Manage Facilities” page. You can have the access key emailed to you via the TRI-MEweb application after entering and verifying the TRIFID. You can also obtain your facility access key by calling the CDX Helpdesk at 888-890-1995 or emailing the Helpdesk at helpdesk@epacdx.netThe following people may need to request an access key: a) New preparers that have created a new CDX account and will transmit TRI forms for a facility that has reported TRI chemical releases to EPA in the past.b) Preparers that want to add an unlisted facility to their TRI-MEweb account.c) Preparers that have accidentally deleted facility profiles from their TRI-MEweb account.d) If a facility has not previously reported to the TRI Program, a TRIFID and access key will be automatically generated within the TRI-MEweb application.Note: If your facility has changed ownership during the past calendar year, the TRIFID remains the same because this identification number is assigned to the physical location and not to a specific company or proprietor. If the TRIFID remains the same, the access key does not change.
756
How do I access my facility's forms in TRI-MEweb without the facility's access key?
Access keys are sent via email from CDX at the beginning of the year to the prior year’s certifying officials and technical contacts of reporting facilities. TRI filers may also request their access keys be e-mailed to their CDX-registered e-mail within the TRI-MEweb application.If you do not have the facility's access key, TRI-MEweb offers filers another way to add a facility if you have information about that facility from the prior year’s reporting, including your facility's TRI facility identification number (TRIFID), technical contact name from the previous year's report, and technical contact phone number. TRI-MEweb will indicate that it has granted you access to the facility, and you may prepare the submission for that facility. TRI-MEweb will also display the list of individuals that have been granted access to that facility.
757
If I qualify and file a Form A, must I submit any other documentation to EPA and the state or tribal authority?
No. If a covered facility meets the criteria and files the Form A, the owner/operator need not submit any other documentation to EPA and the state or tribal authority. However, the facility must maintain all documentation supporting their Form A submission.
758
What is the TRI Data Exchange (TDX)?
Facilities must submit a copy of each reporting form sent to EPA to the state or tribe in which that facility is located. TDX allows facilities to submit TRI reporting forms simultaneously to both EPA and the appropriate state or tribe through the Central Data Exchange (CDX). TDX also helps EPA, states, tribes, and territories exchange environmental information efficiently and streamlines the acceptance and processing of TRI data by both EPA and the states/tribes. A filer may check to see if their state or tribe is in the TRI Data Exchange by going to http://www.exchangenetwork.net/data-exchange/toxics-release-inventory-tri/.
759
Facilities that use TRI-MEweb, submit their TRI forms through the Internet via the Central Data Exchange (CDX), and are located in a state participating in the TRI Data Exchange (TDX) will have their TRI forms sent simultaneously to EPA and their state officials via the Environmental Information Exchange Network. Which states are currently participating in the TRI Data Exchange?
TRI-MEweb will inform users whether their state or tribe is participating in the TRI Data Exchange or whether they must submit their forms to their state separately (e.g., diskette, paper submission). However, TRI-MEweb will not inform that user of the preferred method of submissions for filers in states that do not participate in TRI Data Exchange. A filer will need to contact their state directly (https://www.epa.gov/toxics-release-inventory-tri-program/tri-data-exchange. If additional states or tribes join the TRI Data Exchange, TRI-MEweb will be updated accordingly, and facilities located in those states will also have their forms submitted automatically to their state officials via the Internet Note that for submissions, revisions, and withdrawals for Reporting Year 1991 through Reporting Year 2004, all facilities, including those residing in states participating in the TDX, must report to their states separately in the required format specified by the state (e.g., diskette, paper). TRI-MEweb will not electronically transmit forms for these reporting years to state officials.
760
Will facilities be able to print paper copies of reports using TRI-MEweb?
The Electronic Reporting Rule, effective January 21, 2014, requires facilities to submit, revise, and withdraw non-trade secret TRI forms electronically via TRI-MEweb application. Facilities cannot use TRI-MEweb to print federal paper submissions to submit to EPA. However, TRI-MEweb does allow facilities to print a copy of the submitted TRI form for recordkeeping purposes (this form is clearly marked as not allowed to be filed manually to EPA). Facilities may print a copy of a Form R or Form A Certification Statement for recordkeeping purposes via the “Submission History” tab. The “Submission Summary” page will display only the forms which have been certified and submitted to EPA. Select “View Reports” to access your Copy of Record of your Form R or Form A Certification Statement.
761
Are there any TRI-MEweb tutorials available?
The TRI-MEweb tutorials are designed to demonstrate how different tasks are performed within the Web-based application reporting tool. These tutorials are designed for new users, as well as experienced users. These tutorials are available to watch within TRI-MEweb.
762
Who can I contact if I need to troubleshoot a CDX or TRI-MEweb technical issue?
Users may request assistance from the CDX hotline on issues like how to obtain access keys, load facility accounts, and verify status of submissions in TRI-MEweb. Users may also request assistance from the CDX helpdesk to reset passwords, address issues with the CDX registration process, and add the TRI-MEweb application to the CDX user account. These technical application issues can be resolved if you can contact the CDX hotline at (888) 890-1995.
763
I am having problems opening the CDX login webpage to launch TRI-MEweb.
If the CDX login webpage is down for a legitimate reason (i.e., maintenance, system update), an announcement should be posted on the main CDX login webpage and on the TRI website. However, if the CDX login webpage is operational, but the webpage appears broken on your computer, you should check to ensure that your browser’s TLS 1.0 security setting is enabled.
764
How can a preparer or certifying official confirm within TRI-MEweb that the Electronic Signature Agreement (ESA) has been received and processed for approval?
A preparer or certifying official can check the status of an ESA on TRI-MEweb. All facilities that have been added to TRI-MEweb by the preparer are on the “Manage Facilities” page under the “Facility Management” tab. The “ESA Status” column will indicate each person who has been authorized to access that facility’s account through the “View User” link: a) If the status is “Sign CDX ESA”, the facility’s certifying official has not processed the ESA form. b) If the status is “CDX ESA Pending Approval,” then the certifying official has printed their ESA form, but it is on its way via postal mail to the Data Processing Center or is still being processed.c) If the status is “Sign TRIFID Signature Agreement,” then the new certifying official has an approved ESA form but has neither associated the TRI Facility Identification number (TRIFID) nor provided their job title in TRI-MEweb.A preparer or certifying official may also contact the TRI Data Processing Center at (703) 227-7644 to verify the status of an ESA. The certifying official should also verify that the form was properly mailed to the DPC’s current address, which is available under the “Contact Us” page on the TRI website.
765
Are there any extensions that a facility can get for filing the Form R?
EPCRA section 313(a) mandates that covered facilities report to EPA by July 1 of each year. On occasion, however, EPA has extended the date for submitting the Form R. If EPA chooses to extend the deadline, facilities should verify with their state representative that the state will also extend their reporting deadline. No extensions are ever made on an individual facility basis. If EPA extends the deadline a notice of this is published in the Federal Register.
766
Can I use the TRI-MEweb application if I have my own TRI software?
Some facilities have their own software or use private software to assist in collecting chemical release data. This "third party software" is often designed to produce output data files that match EPA's electronic data structure specifications. Facilities may upload their data files in extensible markup language (XML) format via the Upload Tool in TRI-MEweb. The facility’s information can also be updated in TRI-MEweb using the Upload Tool. All data uploaded must be checked for errors and certified. For more information, please view the “Using the Upload/Download Data Tool” tutorial, which can be found on TRI’s website: https://www.epa.gov/system/files/documents/2025-01/tri-meweb-ry-2024-mini-tutorial-list-01-22-2025.pdf.
767
Form R is to be submitted on or before July 1 of the year following the reporting year. When is the official due date if July 1 falls on a Saturday or a Sunday?
If the reporting deadline falls on a Saturday or Sunday, the EPA will accept the forms which are postmarked on the following Monday (i.e., the next business day).
768
How do I add the certifier role for TRI-MEweb to my CDX user account?
To add the TRI-MEweb Certifying Official role to an existing CDX user account, follow these steps: 1) Log in to your CDX account at https://www.epa.gov/system/files/documents/2025-01/tri-meweb-ry-2024-mini-tutorial-list-01-22-2025.pdf.
769
Are there any fees associated with submitting the Form R?
Under EPCRA section 313 and its implementing federal regulations, there are no federal fees or taxes for submitting a Form R or Form A to EPA or the state. However, states and tribes may have similar reporting programs or other state/tribe requirements that associate fees or taxes with the submission of TRI forms. A directory of state and tribe TRI program contacts is available at: https://www.epa.gov/toxics-release-inventory-tri-program/forms/tri-program-contacts.
770
The instructions state that photocopied versions of Part I may be submitted. Does this mean that a senior official at a facility, certifying the validity of the forms, only has to sign one submission? Are facilities required to include an original signature on forms going to the state or Indian Country as well as to EPA?
No. The final rule (February 16, 1988; 53 FR 4500) states that each unique toxic chemical submission must contain an original signature. The purpose of the requirement is to ensure that the certifying official has reviewed each toxic chemical submission. A photocopied signature or no signature does not fulfill this purpose. An original signature on the certification statement is not required for the copy that is sent to the state. However, if the state requires an original signature under their state Right-To-Know laws, then the facility must comply.
771
How do I certify TRI forms prepared via TRI-MEweb?
Newly designated certifying officials must create a new Central Data Exchange (CDX) account, add TRI-MEweb to their CDX account, and complete an Electronic Signature Agreement (ESA) and a TRI Facility Identification number (TRIFID) Signature Agreement before any pending forms can be certified. The “Pending Signature” section in TRI-MEweb indicates the facilities for which a certifying official must sign a TRIFID Signature Agreement by following the prompts on TRI-MEweb. Certifying officials may also add additional TRI facilities by clicking on the “Add Facility” button. Returning certifying officials will receive an email from CDX when a form has been submitted and requires their certification. Before certifying pending forms, the certifying official can view the error reports through the “Summary Reports” page. If the certifying official detects that a correction is needed on the form, the certifying official may return the form to the preparer. Note that returning a submission does not remove the data from TRI-MEweb; this just allows the preparer to make any corrections and resubmit the form for certification. Otherwise, the certifying official may certify and submit the form to EPA. A notification will be sent from CDX to the certifying official's registered e-mail account confirming that the form’s certification has been completed, along with the certification time stamp.It is important to ensure that the certifying official's e-mail address associated with their CDX account is kept up to date as correspondence regarding TRI submissions is sent to the certifying official's registered e-mail address. If a certifying official wishes to update their e-mail address or job title, these changes can be made by in the “Profile” window on the My TRI welcome page, or contacting the CDX Helpdesk by phone (888-890-1995) or e-mail (helpdesk@epacdx.net).
772
A facility received a Notice of Technical Error (NOTE) stating that they did not have an original signature on the Form R submitted to EPA. How should the facility respond to this NOTE?
EPA must have an original signature on file. A facility must resubmit a completed Form R with an original signature, and this new form should be attached to the NOTE and returned to EPA and to the facility's state contact.
773
Can a facility submit one original copy of Part I (facility Identification Information) with several copies of Part II (Chemical Specification Information) for different listed toxic chemicals?
No. Submission of multiple copies of Part II, with only one copy of Part I, would be considered noncompliance. The final rule clearly requires that each completed submission contains all parts of the Form R (including Part II).
774
Each certifying official must sign and submit an Electronic Signature Agreement (ESA) in order to certify TRI forms in TRI-MEweb. What is the process for completing the ESA?
An Electronic Signature Agreement (ESA) form is a statement that declares that the registrant understands that any electronic signature executed with the electronic signature device is as legally binding as a handwritten signature and is required by EPA before any certifying official can certify and submit a TRI form created in TRI-MEweb. New certifying officials: An ESA form is needed for certifying officials that have been newly designated for a TRI reporting facility. ESAs are created upon the certifying official creating a new CDX user account, adding the TRI-MEweb application, and applying for a certifying official role. There are two options available to obtain an ESA approval from EPA. Option 1 – LexisNexis real-time ESA approval: EPA now provides an alternative method for certifying officials to process ESAs in real-time using a third-party identity verification vendor named LexisNexis. This real-time approval is possible because personal identifying information including last 4 digits of SSN is provided voluntarily by the certifying official to a third-party vendor (EPA does not collect any personal information from our users) to authenticate their identity. Third party verification and identification widgets are commonly used in the banking system. The most significant benefit from the LexisNexis method is that users will no longer need to wait up to 5 business days for an ESA approval by EPA. This alternate ESA approval method is optional. If the certifying official does not wish to provide personal information to a third-party vendor; they should submit a paper ESA form instead well in advance ahead of the July 1 deadline. Option 2 – Paper ESA form: A printable ESA form can be generated during the CDX user account registration process. The ESA form must be signed and mailed to EPA’s Data Processing Center for approval before the certifying official can begin to certify any TRI forms transmitted by the preparer to CDX using TRI-MEweb. The “TRI-MEweb” link on the My CDX page will remain inactive until EPA processes the paper form ESA at the DPC. Hardcopy ESA approval may take up to five business days, so please plan accordingly or consider the option one, LexisNexis. The “TRI-MEweb” link on the MyCDX page is activated and updated when the paper ESA is approved. Please send hard copy ESA forms through regular mail to:U.S. Environmental Protection Agency Attention: TRI Reporting Center P.O. Box 10163 Fairfax, VA 22038 ESAs sent by certified mail or overnight mail (e.g., FedEx, UPS) should be sent to:Attention: TRI-MEweb ESA CGI Federal, Inc. c/o EPA Reporting Center 12601 Fair Lakes Circle Fairfax, VA 22033TRIFID Signature Agreement(s) required for all certifying officials (preexisting and new): All certifying officials will also need to electronically sign a TRIFID Signature Agreement before obtaining access to any pending submissions to each TRIFID that has been added to the TRI-MEweb application.
775
May a representative from a consulting firm that prepares a Form R or Form A for a covered facility sign the certification in lieu of the covered facility's owner/operator?
No. A representative from a consulting firm preparing a Form R or a Form A for a covered facility cannot sign the certification in Part I, Section 3 of either the Form R or the Form A. The certification must be signed by the owner/operator, or a senior management official employed by the facility subject to EPCRA section 313 toxic chemical release inventory reporting. Senior management official means an official with management responsibility for the person or persons completing the report, or with management responsibility for the manager of environmental programs for the facility or establishments, or with management responsibility for the corporation owning or operating the facility or establishments responsible for certifying similar reports under the other environmental regulatory requirements (40 CFR Section 372.3).
776
Can a plant manager of a covered facility or a designee sign the certification statement on the Form R? That is, can a plant manager qualify as a senior management official?
Section 313 requires that a senior official with management authority over the person or persons filling out the form certify the accuracy and completeness of the form. This person could be a plant or facility manager rather than a senior corporate executive and should be the senior person in a position to attest to the accuracy of the information provided.
777
Certifying officials with an approved CDX ESA must complete a TRI Facility Identification number (TRIFID) Signature Agreement for each facility for which they will certify TRI forms in TRI-MEweb. If the company name changes, does the certifying official have to update the TRIFID Signature Agreement?
A TRIFID Signature Agreement authorizes a certifying official to represent a facility that is submitting TRI data to EPA under a specific TRIFID. Therefore, certifying officials with an approved ESA would only need to submit a new TRIFID Signature Agreement if they are going to certify TRI forms for an additional facility. A change in company name, mailing address, phone number, job title, or e-mail address would not require an update to the TRIFID Signature Agreement, if the facility's TRIFID remains the same and has not changed its physical location.
778
May multiple certifying officials certify and submit forms for individual forms and/or establishments?
A unique certifying official can certify pending forms for each form and/or establishment. In addition, the same certifying official may submit pending forms for all of the forms and/or establishments. After a preparer has completed a reporting form, the preparer identifies a certifying official. The preparer should select the appropriate certifying official for the form from a list of certifying officials associated with the facility. If the appropriate certifying official is not listed, TRI-MEweb will allow the preparer to add a certifying official.
779
How does the new certification module work in TRI-MEweb?
EPA has developed a new certification component within the TRI-MEweb application that will allow a facility to prepare any reporting year TRI Form R or Form A Certification Statement and transition directly into the certification process without leaving the TRI-MEweb application.New RY 2012 TRI-ME-web users: There are two user roles involved in the reporting process to EPA of your TRI data; a preparer role and a certifying official role. Both of these TRI roles require creating/having a Central Data Exchange (CDX) user account and adding the TRI-MEweb application to their MyCDX profile. All new certifying officials will need to apply for an Electronic Signature Agreement (ESA) before they are allowed to certify any pending TRI forms. There are now two options to obtain an ESA. A single link will take both roles to open the TRI-MEweb application to a landing page to begin managing their facility accounts. All existing certifying officials: In prior reporting years, the certifying officials had to certify TRI forms in a separate module in their MyCDX account. The new certification module is now available within the TRI-MEweb application. This will require all our existing certifying officials to add their TRIFID(s) for their facilities into the application. All pre-approved certifying officials will be prompt upon logging into CDX and opening for the first time the TRI-MEweb application in the RY 2012 reporting season to proceed to the “Manage TRIFIDs” section under the “Certify” tab. All TRIFID(s) assigned in prior years should already be listed. The certifying official may add any missing TRIFIDs that will transmit TRI forms (without needing to process a new ESA for each) with only digitally signing a verification statement. If any TRI forms have been previously sent, they will appear under the “Pending Submission” subtab.
780
If a covered facility has a manager who is the originator of the data in the Form R report, would he/she sign the form or would it be the facility manager to whom this manager reports?
Senior management official means 'an official with management responsibility for the person or persons completing the report, or the manager of environmental programs for the facility or establishments, or for the corporation owning or operating the facility or establishments responsible for certifying similar reports under other environmental regulatory requirements' (40 CFR Section 372.3). Your facility must make the determination regarding who meets this definition.
781
If a facility previously submitted a TRI reporting form but no longer meets the applicability criteria (e.g., the facility closed and did not exceed activity thresholds), how does the facility notify EPA that the facility is no longer subject to TRI?
The facility can use TRI-MEweb to indicate that your facility will no longer be reporting to TRI, or will not be submitting a form for one or more specific TRI-listed chemicals for the current reporting year. The facility can submit this information without filing a TRI form or certifying this information. In TRI-MEweb’s “Facilities Management” page, the “Not Reporting?” option can indicate if the facility will not be submitting one or more TRI reporting forms for the current reporting year.Alternatively, facilities may submit an e-mail to the TRI Data Processing Center (DPC). The e-mail should include the facility name; TRI facility identification number (TRIFID); facility address; technical contact name and telephone number; and, the reason why the facility is not submitting a TRI reporting form (e.g., failed to trigger a reporting threshold) or is no longer subject to TRI (e.g., facility closed, process modifications, production changes, product elimination or substitution). If the facility closed, the e-mail should also specify the date of closure.Contact information for the TRI DPC is available here: https://www.epa.gov/toxics-release-inventory-tri-program/forms/tri-program-contacts.
782
The TRI Form R and Form A certification must be signed by the certifying official for the facility, which can be the owner or operator or a senior management official. If there is a change in ownership at the facility, does the certifying official need to be employed by the new owner?
When ownership of a TRI-covered facility has changed, the certifying official should be an employee of the new owner for the purposes of TRI reporting. However, while the individual who is the owner or operator at the time of the July 1 reporting deadline is primarily responsible for reporting, any other individual who held the owner or operator role during the reporting year or before the reporting deadline for that reporting year may also be held liable. Thus, the certifying official might be employed by a previous owner or operator in some circumstances. For example, if the preparer of the Form R or Form A is employed by a previous owner or operator, then the certifying official is likely also employed by the previous owner or operator.
783
Our facility operations cover a large area. What longitude should be reported for our facility and how can we locate this information?
Report the latitude and longitude for a location central to the operations for which you are reporting. You may find this information on your NPDES permit. See the instructions for completing Form R for a detailed description on how to determine latitude and longitude from United States Geological Survey (USGS) maps of your facility location.
784
How do I import data from the previous year into my current year TRI forms? Is this function done automatically?
TRI-MEweb allows users to import data from the previous year into their current reporting year forms in TRI-MEweb. However, this function is not automatically performed by the application. When creating a new form, a preparer can select the “Import Data” option to pre-populate the prior year's reported data into the current year forms. The preparer must select the individual chemical name(s) to import and report to EPA for the current year form. Note that there are some limitations to the data that will be imported from the prior reporting year. Any “Not Applicable” checkboxes will not be checked on any section of the form. Section 8.8 of the Form R (catastrophic quantities) and the Schedule 1 (dioxin and dioxin-like compounds) will not be imported. Data pertaining to numeric basis estimates or rounding values will also not be imported.
785
How can I update information about my facility (e.g., new facility name or new technical contact) for TRI purposes?
Facility information, including name and contact information, must reflect the facility on December 31st of that reporting year. If information for the facility has changed, the preparer will need to update the information in TRI-MEweb. Navigate to the “Facilities Management” page in TRI-MEweb to choose the “Not Reporting” option for the facility and update the facility’s information. Preparers can also edit facility names while preparing a Form R or Form A Certification Statement, in the “Edit Facility” page. Alternatively, facilities may submit an e-mail to the TRI Data Processing Center. The e-mail should include: the facility name; TRI facility identification number (TRIFID); facility address; technical contact name and telephone number; and, the reason for the change (if necessary). Contact information for the TRI DPC is available at the following website: https://www.epa.gov/toxics-release-inventory-tri-program/forms/tri-program-contacts.
786
The owner/operator of a covered facility is preparing Form Rs for a facility. The facility and its parent company both changed their names after the reporting year. What names should be reported by the owner/operator (for both the facility and the parent company) on the Form Rs covering the reporting year?
The facility should report the names used by the facility and parent company during that reporting year. When the owner/operator submits Form Rs for the next reporting year, these reports should reflect the names used by the facility and parent company during the new reporting year. (Note: the TRI Facility identification number will not change.)
787
How are Toxics Release Inventory Facility Identification Numbers (TRIFID) established?
A TRIFID is established when a facility owner or operator first submits a TRI Form R or Form A for a particular location. The facility retains this identification number even if the facility changes ownership, name, production processes, or NAICS codes. A facility owner or operator that needs to inquire whether the facility’s location has been assigned a TRIFID in past reporting years should contact the CDX Help Desk at (888) 890-1995 or the Regional TRI Coordinator, or search for the TRIFID or location on the Envirofacts Web site at: https://www3.epa.gov/enviro/. A facility owner or operator filing a first-time submission should request a TRIFID within TRI-MEweb, and a new TRIFID will be assigned automatically. To request a TRIFID, open TRI-MEweb, select the “My Facilities” tab, and click on the “Access/Add Facility” button. From this page, select the “I will be transmitting reports for a facility that has not previously transmitted TRI data” option, click “Next” and follow the instructions. Print the TRI-MEweb page that displays your new TRIFID and access key for future reporting.
788
The owner/operator of Poultry Products submits a Form R for the first time and receives a TRI identification number. The following year Poultry Products is bought by Allen Family Foods and reports the new name on its Form R. Is the TRI identification number changed to reflect the change in facility name?
No, the TRI identification number is established by the first Form R submitted by the facility. This identification number is retained by the facility even if the facility changes ownership and name. This identification number will stay with this facility as long as the facility location does not change. The TRI identification number remains the same even if the facility changes names, production processes, NAICS codes, etc.
789
A portion of a covered facility is sold in July to a new owner. For reporting on the Form R for that reporting year, what TRI facility identification numbers should be used by the reporting facilities (40 CFR Section 372)?
For purposes of reporting on the Form R, the portion of the facility that was not sold during the year would maintain the TRI identification number originally assigned to the facility. The facility under new ownership would, however, indicate in Part I, Section 4.1 that the report is a first time submission by the facility. Once the reports have been submitted by the new facility, a new identification number will be assigned to the facility for use in subsequent years.
790
A facility regulated under EPCRA section 313 uses a post office box number or a mailing address different from its physical address to receive its mail. When the physical location is listed as the mailing address, the mail is returned to the sender by the post office. For reporting on the Form R Part I, Section 4.1, what should the facility list as its mailing address?
Since reporting year 1991, Form R contains a separate field for mailing addresses. The facility should enter its mailing address in this field if it is different from the facility's physical address. The facility must always enter its physical address in the appropriate Section of the Form R. EPA encourages facilities to notify EPA of address changes in advance.
791
If a covered facility has a NPDES permit, but does not discharge toxic chemicals to surface water, does the facility have to fill in Part I, Section 4.9?
Yes. This information is part of the facility identification section of the Form R and is intended for use in obtaining other information about the facility.
792
Can the 'public contact' listed on Part I, Section 4.4 be located elsewhere in the parent organization and not at the facility?
Yes. The public contact listed on Part I, Section 4.4 does not have to be located at the covered facility.
793
If the public contact item (Part I, Section 4.4) is left blank, can the facility later use a public contact to speak to the news media on behalf of the technical contact?
If a public contact is not identified, EPA will enter the technical contact into the database as a public contact. Thus, this person would receive public inquiries. You may, of course, use any person you choose to respond to such inquiries.
794
Regarding the technical contact, can this person be a different person for (a) each toxic chemical? (b) each separate part of a facility?
Yes. A facility can identify different technical contacts for different toxic chemicals or different establishments within the facility, preferably with one 'technical contact' listed on each form. Up to two names can be entered into the technical contact field on the database, but only one technical contact phone number can be listed.
795
When a large federal facility is determining its latitude and longitude coordinates, should it use the center of the entire facility or the location of the majority of the facility’s operations and activities?
The facility should report the latitude and longitude for a location central to the operations for which you are reporting. For a large facility, with several major points of activity, the facility should choose a location equidistant from all of the major activity points to determine the latitude and longitude.
796
Section 4.6 of Part I of the TRI Form R and Form A asks for the facility’s Dun & Bradstreet number. What is a Dun & Bradstreet number? How can someone completing the Form R or Form A find the Dun & Bradstreet number for the facility?
A Dun & Bradstreet number, commonly referred to as a DUNS number, is a nine-digit, location-specific, business code assigned by Dun & Bradstreet. The DUNS number is a unique number that financially identifies individual businesses, while linking them with their corporate family structures. The Dun & Bradstreet number may be available from the facility’s treasurer or financial officer. Facilities can also contact Dun & Bradstreet directly at 800-234-3867 or https://www.dnb.com to obtain a facility’s number, or to create a new number if the facility does not currently have a number.Please note for Reporting Years 1991-2004, Section 4.6 of Part I requested a facility’s latitude and longitude. During this time, the DUNS number was located in Section 4.7 of Part I of the Forms.
797
A covered facility handles the same amount of chemicals each year, with the same emissions quantities. Is it allowable to simply change the date on the previous year's Form R, photocopy it, and send the altered document in, if no information but the date has changed?
EPA allows facilities to photocopy certain portions of a prior year's reporting form. However, EPA requires original signatures on each year's report. Prior year reports can and should be used as a basis or gauge for current year reporting, but should not be used as a substitute for current year reporting.
798
If a quantity of an EPCRA section 313 chemical meets the criteria for a reporting exemption, should it be included on the Form R report Part II, section 4.1: Maximum Amount of the Toxic Chemical On-Site at Any Time During The Calendar Year?
No. If a federal facility uses an EPCRA section 313 chemical in a manner that meets the criteria for a reporting exemption, that amount of the EPCRA section 313 chemical is exempt from threshold determinations and release and other waste management calculations. If a Form R report is required because of other, non-exempt uses, exempted quantities should not be included in calculations for Part II, section 4.1.
799
For Part II, Section 4 of the Form R, a covered facility must calculate the maximum amount of a toxic chemical on-site at any one time during the reporting year. The facility must add up the amounts of the toxic chemical present at all locations within the entire facility (e.g., storage tanks, process vessels, on-site shipping containers). Must the facility include the amount of the toxic chemical in a waste stream or in scrap metal prior to being smelted when determining the maximum amount on-site?
Yes. When determining the maximum amount on-site for Part II, Section 4 of the Form R, the facility must aggregate all nonexempt quantities of the toxic chemical. Toxic chemicals present in waste as well as in scrap metal are not exempt from reporting on the Form R and thus must be included when calculating the maximum amount on-site for Part II, Section 4.
800
How do covered facilities that operate landfills report maximum amount of a chemical on-site? Does this data element take into account amounts of a chemical that have been disposed of in prior years?
To comply with EPCRA’s maximum amount on-site requirement, facilities should report in data element 4.1, Part II, of the Form R, the maximum quantity of the toxic chemical present at the facility during the reporting year. Facilities should include amounts of the chemical in storage tanks, process vessels, on-site shipping containers, and any other amount of the chemical at the facility. However, facilities do not have to count amounts of the toxic chemical that it disposed of in on-site landfills in previous years.
801
Part II, Section 4 of the Form R records the maximum amount of a toxic chemical on-site at any time during the reporting year. When determining this amount, covered facilities must aggregate all nonexempt quantities of the toxic chemical. Does this amount include concentrations of the toxic chemical present in products?
Yes. Covered facilities must indicate the maximum amount of the toxic chemical on-site at any one time during the reporting year. The maximum amount on-site includes raw materials, in-process materials, product inventory, and quantities present in wastes. Owners or operators must total all quantities of the nonexempt amounts of the toxic chemical present at the facility when completing Part II, Section 4.1 of the Form R.
802
How should facilities estimate the maximum quantity on-site for hydrochloric acid (aerosol), manufactured as a by-product of the combustion process and vented directly to a stack?
When determining the maximum amount on-site for Part II, Section 4 of the Form R, only the reportable form of a chemical (e.g., aerosol) is to be considered. The quantity of the hydrochloric acid (aerosol) could be estimated by determining the volume of the air stream that could contain hydrochloric acid (aerosol), as well as the concentration of the acid in the air stream. In this case, the volume would be the interior volume of the equipment from where it is manufactured (e.g., boiler) to where it is released (e.g., stack). Keep in mind that the range codes used for the maximum quantity on-site are quite broad, and therefore, a precise calculation may not always be required. Facilities are also directed to refer to the Guidance for Reporting Sulfuric Acid (EPA-745-R-97-007; November 1997).
803
The list of toxic chemicals under EPCRA section 313 contains two substances with a “fume or dust” qualifier (aluminum and zinc). For purposes of reporting the maximum amount on-site (Part II, Section 4 of the Form R), should covered facilities only report the maximum amount of fume or dust on-site or the maximum amount of all forms of the chemical on-site at any one time?
When determining the maximum amount on-site for Part II, Section 4 of the Form R, only the reportable form of a chemical (e.g., fume or dust) is to be considered.
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